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Consultancy Regulatory and Support Services

More than just a technology provider

Building or enhancing a private asset solution, whether pre-configured or from the ground up, requires more than just an out of the box platform. Our technology is designed to mould around the nuances of your internal processes or your client proposition and furthermore, we help to develop your core capabilities through a range of consultancy and support services.

Delio is authorised by the FCA and can support our clients in meeting their own regulatory obligations either via undertaking regulated activity to support our client’s proposition or in the provision of regulatory advice.

We have experience of launching and operating platforms on behalf of many leading organisations and networks and ensuring that risk and regulatory considerations are identified and fully addresses. Our regulatory support can include undertaking KYC checks on investors the assessment of appropriateness, portfolio reporting and the review of financial promotions.

Via our deep international and financial services expertise, we are also able to offer support in areas such as deal sourcing, staff training, client workshops, determining pricing strategies, risk and governance process design, or go-to market strategies.

How can we help: